It depends on the specifics of your transfer. Share Transfer ‒ electronic transfer to broker, or mail a share certificate to participant or broker. endobj Make the selection by filling out the form on your account statement and returning it to Broadridge. Transfer agents are obligated to ensure that such stamps appear on the transfer documents and are entitled to refuse a transfer of shares if a signature is not guaranteed with a stamp. Once Morgan Stanley receives your completed Letter of Authorization for Stock Transfer Form, a Morgan Stanley representative will reach out to you within 1-2 business days (by phone) to satisfy verbal verification requirements. Visit your online account and change your investment elections in the appropriate plan section. Enter your Morgan Stanley Account Number. Global Stock Plan Services Letter of Authorization for Stock Transfer Please enter the plan type (i.e., Stock Purchase, Restricted Stock): Please Enter all Required Information in English This form may be completed online and then printed, signed and submitted to Morgan Stanley. In some cases additional documents will be required to complete the transfer. Suite 900 Washington, DC … Change your elections by completing the form on your account statement and returning it to Broadridge. Include any additional instructions indicating how you wish the shares to be transferred. A registered shareholder is the owner of record on the books of the corporation, generally kept by the transfer agent. You can access your account information from our secure website by clicking on the Shareholder Login link, where you can view and manage the following: Broadridge Corporate Issuer Solutions, a registered transfer agent, maintains an information security program to address the risk that customer information acquired in the course of its business is disclosed inadvertently without authorization, misused, altered, destroyed, or otherwise compromised. Thank you for contacting Broadridge Corporate Issuer Solutions, Inc. regarding your Morgan Stanley Stock Account and a transfer of shares. Complete and send the form directly to your broker/advisor to execute the transfer. Please refer to page two of the Legal Transfer Form for additional document requirements based on your stock transferring situation. Note that all shares held in a plan will be in DRS (book-entry) form. affiliates (“Morgan Stanley”) establish one or more Transfer on Death accounts (“TOD Account”) and in consideration for this action agrees that this Agreement, in addition to the Client Agreement and any other applicable written agreements between Morgan Stanley and Account Owner, shall govern each TOD Account. 1. branch No. Step 5 - Verify withdrawal details and complete the withdrawal. How can I obtain a copy of my 1099?You may download and print a copy of a Broadridge issued 1099 by accessing your online account at investor.broadridge.com. Example: Mary Smith & Barbara Smith Jt Ten. Morgan Stanley, Global Stock Plan Services, P.O. • To see if your account is eligible for online transfers, go to The following Morgan Stanley titles do show up as part of the import function. 3. 2. Box 1342 Brentwood, NY 11717 Phone: 1-800-622-2393International: 720-414-6858 Fax: 215-553-5402  msshareholder@broadridge.com, Broadridge Shareholder Services c/o Broadridge Corporate Issuer Solutions 1155 Long Island Avenue Edgewood, NY 11717-8309. Box 182616 Columbus, OH 43218-2616, Fax: +1 614-467-4471 Please Note: If the Letter of Authorization for Stock Transfer is being submitted as part of a trade, it must be returned to Morgan Stanley prior to This registration gives sole ownership to the single individual and requires that the person's legal name be used. 3. The signature(s) must be guaranteed by a financial institution participating in an officially recognized Medallion Signature Guarantee Program (see below). A notary stamp is not acceptable when transferring the ownership of stock. Cost and how to close brokerage investing or IRA accounts. Welcome information is being sent to current shareholders with contact information for Broadridge as well as details on how to log into your … Transfer Your Account to Schwab When to use this form: • Use this form to transfer securities and/or funds from another financial institution (e.g., brokerage firm, mutual fund company, bank or insurance company) into your Charles Schwab & Co., Inc. (“Schwab”) account. Note that this is different from having your signature notarized. The Uniform Transfer on Death Securities Registration Act lets owners name beneficiaries for their stocks, bonds, or brokerage accounts. The broker will then have the shares transferred from Broadridge to your brokerage account. Confirm that Broadridge is the transfer agent - our name will usually appear on your account statement. Select ONE transfer option. stream Effective September 8, 2017, our stock transfer agent changed from Computershare to Broadridge Corporate Issuer Solutions, Inc. 5. For example, if a shareholder wants to transfer his or her share of common stock from Firm A to Firm B, Firm B will initially be responsible for contacting Firm A to request the transfer. Changing plan electionsYou may change your plan investment decisions by taking the following steps: Selling shares held in a planYou may sell shares held in a plan by taking one of the following steps: When will I receive my 1099?Form 1099s are typically mailed or sent electronically in January according to IRS guidelines. {����L&gWϟ�$���Di�榴,���ϟe�' ~}�'������~�%��I�����=�����2KKݪQГ��J %�4�˄k�E ��B�#��P�*�Xm�-["sNʄ Ԍ�/�J>�==!���rv:������������g����LyPM�n rV�#���F����s����D��~2?�3� �yZ�@ct�=L���[j�v�f;���dΔ�����%� b��N�z���J��H�4��楩qo�2*��{��l��~z�_�������,a���#�/��OTAh���)��'s�L�#מ}���]����@�"-�� �&iP ��3��^r�[���9��k�4 �q�0+C�o�ʎR0`�����r�H��!�9��!�i^��q��n(��\R���@4,6���h4LBѼ��o��|���;�TX�Z��e��`�ޡ�UJ����[lc��'��蛆O�zn��S��D?� |mZ�)ڶ>�vڻMfmIf-6*��fP�����,-�S�Y*J�`$A��˓Kx�˟�E�{���x�i. Your withdrawal is summarized and displayed on the screen. If you keep your stock with your broker in a broker account, you are a "street name" holder and are not directly registered on the company's records as maintained by the transfer agent. A custodial registration for a minor is a common form of this registration type. In the Firm Name field, enter Morgan Stanley Global Stock Plan Services. Your Morgan Stanley account number has not changed. Broadridge Corporate Issuer Solutions P.O. If you wish to move your shares from registered to beneficial ownership, Broadridge or your broker will help you do so. Morgan Stanley Global Stock Plan Services P.O. Thank you for your interest in Morgan Stanley. FA/PWA No. endobj 1st Discount Brokerage dated within 6 months of receipt of the certificate to Morgan Stanley. 4. ACCOUNT TRANSFER FORM ClEARiNG NUMbER: 0015 (06/2017) ATSATFF. The letter of instruction must be accompanied by a Legal Transfer Form bearing the appropriate signature(s). 333-250103; 333-250103-01. Dividend Reinvest Plans (DRIP) is a plan provided on behalf of corporations to simplify investment activity. What are "street name shares" or "beneficial shares"? Proceeds from Sale ‒ EFT to a bank account, wire transfer to bank account, or cheque by mail. Click Start a New Transfer, then log in. The Uniform Commercial Code (UCC) entitles transfer agents and corporate issuers to receive signature guarantees to protect them against fraudulent and unauthorized transfers. Registered shareholders receive dividends, proxies and other communications directly from the corporation via the transfer agent or the corporation directly. Go to Fidelity.com/toa. This registration is used when two or more individuals have equal claim to the shares. Please refer to the Morgan Stanley Investor Relations Site for updated information. 563. You will need to review your title on your investment forms to see if they match any of the following names. The Archdiocese of Baltimore has made arrangements with two firms, Alex Brown and Morgan Stanley Smith Barney (the contact information for both of which appears below), to assist those who want to contribute to the Church by means of the transfer of stock or other marketable securities: Please send us a letter of instruction signed by all registered owners stating your intent to transfer. If the new holder is unable to provide tax certification at this time, we will send him or her a Form W-9 (Request for Taxpayer Identification Number and Certification) once the transfer request is processed. For example: Mary Jones Tr U/A dtd 4/15/98 The Mary Jones Trust FBO Mary Jones. Company mailings, including dividends, will reach you through your broker. Pricing Supplement No. You may Completing the form results in a printable form that you must print out and mail or fax to TD Ameritrade. Signature Guarantee Programs have been developed and eligible financial institutions which subscribe to such programs are issued "Medallion Guarantee Stamps". Archdiocese of Baltimore Stock Account Information. Securities held in a brokerage account, and registered in the name of the broker or other institution, are referred to as being in "street name" or "beneficial shares." PAGE 1 OF 2. Request that Broadridge facilitate the sale of your shares by completing the form attached to your account statement and returning it to Broadridge. On average, the Transfer of Assets process takes 7-10 business days. Registration Statement Nos. Also on the form page is a link to a Signature Verification Form pdf file. Certificates will not be issued for shares held in a plan. These instructions should provide the name, address and social security number for each transferee and should indicate the number of shares to be transferred. How do I transfer registered shares to beneficial or street shares via my broker? Effective September 8, 2017, our stock transfer agent changed from Computershare to Broadridge Corporate Issuer Solutions, Inc. Registering shares in the name of a Trust requires that specific information be provided: the name of the trust and/or the maker or beneficiary and the date of the trust instrument. If your firm does not, we'll provide a prefilled Transfer assets to Fidelity form that you can quickly print, sign, and mail to Fidelity. FULL TRANSFER: Enclosed is the form you requested. Please complete the online External Account Transfer Form - The transfer will take approximately 5-8 business days upon initiation. 2. Your new Broadridge account number, matches your prior account number without the initial letter “C” and the leading zeros. Print out that form, also. This is a standing instruction that does not expire. For Internal Use Only. We've gone out and gathered up TOD documents from major financial and insurance institutions to help you more easily fund your trust. <> Several types of Joint Registration exist including Joint Tenants with right of survivorship, Tenants by the Entirety and Tenants in common. Step 2: Form W-9, tax certification –The new holder should sign and date the Form W-9 included with the Transfer Request form. This is a standing instruction that does not expire. DRIPs offer shareholders the convenience of reinvesting dividends, minimizing the expense and effort associated with dividend checks. The use of a first name is desirable. How do I transfer my stock and retain as registered shares? Dated February 2, 2021. Welcome information is being sent to current shareholders with contact information for Broadridge as well as details on how to log into your on-line account via a secure portal. There are several custodial registrations possible. Thank you for your interest in Morgan Stanley. Make sure to double-check with each financial institution to make sure you have the correct/current documents! Account Transfer Form Clearing Number: 0015. Morgan Stanley termination/canceling fee. Transfer on Death Agreement - PDF version Transfer on Death Agreement - Update online Set up or update Transfer on Death beneficiaries for your non-retirement investment account. <> Letter of Authorization to Transfer Assets by Fed Fund (PDF, MS Word) This form authorizes Morgan Stanley to transfer U.S. dollars generated from the exercise and sell of your stock options to another account or financial institution in the form of a wire transfer as specified by you. You would use this form if: • You are looking to change your name; • You are no longer considered a minor and would like to remove the custodian; J.P. Morgan Asset Management isn’t responsible for (and doesn't provide) any products, services or content at this third-party site or app, except for products and services that explicitly carry the J.P. Morgan Asset Management name. Please use a separate form for each account you are transferring. If you would like to initiate a transfer of assets through the Fidelity website, follow these steps: 1. Completed form and copy of signature verification can be either mailed or faxed to Morgan Stanley. For tracking purposes , send a copy to Morgan Stanley at XOM@MorganStanley.com or via fax to 315-849-1619. Transfer on Death Forms. Morgan Stanley Eaton Vance 1585 Broadway Two International Place New York, NY 10036 Boston, MA 02110 Media Relations: 212-761-2448 Media Relations: 617-672-8940 This form must be used for donations of stock from Morgan Stanley or any other broker. February 2021. %PDF-1.5 Transfer in Kind Liquidate and Transfer Cash B. ATSATFF bWF NY CS 8944567 06/17. Company Information Announcements. Account No. Example: Mary Smith & Barbara Smith Ten Com. These instructions will remain in place until modified or rescinded by you. For security purposes, the stock certificates and stock power should be mailed in SEPARATE envelopes to the attention of: Attn: Stacy Snyder Morgan Stanley 1747 Pennsylvania Avenue N.W. This form authorizes Morgan Stanley to transfer U.S. dollars generated from the exercise and sell of your stock options to another account or financial institution in the form of a wire transfer as specified by you. This registration allows an appropriate portion of the shares to pass to the estate of the holder upon the holder's death rather than to the surviving tenant. Filed pursuant to Rule 424(b)(2) Download all the necessary forms and applications for your new or existing E*TRADE account Skip to Content E*TRADE Bank Stock ... Stock plan administration solutions and services offered by E*TRADE Financial Corporate Services, Inc. All separate but affiliated subsidiaries of E*TRADE Financial Holdings, LLC. x��][s�6�~w��g�X4q%��r����EVtٔ7>�IN��ן��ː�P��ڍ5�i��F_p���3�R�Y��y*t��Hu�x��/�?�����gX�a�Ϟ? Completed form and copy of signature verification can be either mailed or faxed to Morgan Stanley. <>/ExtGState<>/XObject<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI] >>/MediaBox[ 0 0 595.32 841.92] /Contents 4 0 R/Group<>/Tabs/S>> 2 0 obj Account Transfer Form Clearing Number: 0015. Insert your account number minus the initial letter “C” and leading zeros in the second box. The process is similar to a payable-on-death bank account . Morgan Stanley account transfer fee. Should one of the parties die, ownership of the shares passes to the surviving tenant(s). %���� Box 182616 Columbus, OH 43218-2616 Fax: +1 614-467-4471 Please Note: If the Letter of Authorization for Stock Transfer is being submitted as part of a trade, it must be returned to Morgan Stanley prior to If you have not established an online account, you may follow the online instructions or contact us via the 800 number on your account statement or this site. Select an Account Type; Fidelity recommends choosing Individual. © 2021 Broadridge Financial Solutions, Inc. DRIP - You may elect to have your dividends reinvested in any of the following ways: Make the selection via your online account. Morgan Stanley Account Closing Fees ... Self-directed investors pay $0 for stock and ETF transactions and have access to 11,000+ mutual funds that are $9.95 to buy or sell. Transfer an account from a mutual fund company For information on which mutual funds can be transferred to Merrill Edge, please contact your Merrill Edge Financial Solutions Advisor, visit merrilledge.com or call 888.637.3343 for assistance. endobj 1 an account in your name 2 3 Joint Tenants with Rights of Survivorship. Partial brokerage account transfer: - List the specific number of shares for each asset to be transferred when you complete the Transfer Form. Transfer money or securities between your J.P. Morgan accounts (Do not use this form to request a transfer between retirement and taxable accounts.) 3 0 obj A custodial registration requires the names of the custodian and the beneficial owner. 4 0 obj Financial Institution Transfer on Death Forms. Complete the online Transfer From an External Firm on the TD Ameritrade website. 1 0 obj As part of Fidelity's online transfer process, we'll determine if your current firm accepts an electronic request to release your assets to us. Securities and Exchange Commission (SEC) regulations define the financial institutions that are eligible to provide such signature guarantees, e.g., commercial banks, brokers, credit unions, savings and loan institution. Your broker will ask for some basic information about your account, including: Your account number (obtain from your statement or online account), The number of shares you wish to transfer. The information you enter online will not be saved. 4. Example: Mary Smith is preferred instead of M Smith. When enrolling in the shareholder portal, the Broadridge code will auto populate in the first account number box. Please review its terms, privacy and security policies to see how they apply to you. What are the more common types of security registrations? 2. You will find the information under the "Dividend Payment Options" section of the website. Transfer shares to your broker via the transfer process (see FAQ "Transfers"). The registered shareholder may be an individual, a trust, a broker, etc. <> For example: Mary Smith Cust Don Smith NY Unif Trans Min Act. You should receive your 1099 by mid-February.

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